Leaders in Third Party Marketing
Coronado Investments, LLC is a third party marketer and placement agent for hedge funds, private equity funds and registered investment advisors. Coronado works with money managers to bring their message to institutional investors across the United States. Coronado strives to provide the highest quality service to money managers and investors alike. Coronado maintains a large, proprietary investor database. To effectively leverage the third party marketing process, it is critical to know which investors to contact regarding each strategy we represent. We work hard to know which strategies interest each investor and their requirements (size, length of record etc). In this way we are able to maximize the return on the investment of our time and, more importantly, the time of the managers we represent.
Coronado Investment, LLC’s Business Continuity Plan summary
Coronado Investments, LLC has developed a Business Continuity Plan that determines how it will respond to events that significantly disrupt its business. Since the timing and impact of disasters and disruptions is unpredictable, Coronado must be flexible in responding to actual events as they occur. With that in mind, Coronado is providing you with this summary information:
Contacting Us – If after a significant business disruption you cannot contact us as you usually do at 760-804-6950 or via email at:
you should call our alternate number (760-715-6837)
Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and providing investors with information necessary to contact hedge funds in which they have invested. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with investors, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and contacting hedge funds on behalf of investors in order to provide them with as much information as possible.
Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within approximately 48 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within one week. In either situation, we plan to continue in business and notify you through our web site or our emergency number on how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure you that we will notify you as to how you may contact the hedge funds in which you have invested to the best of our ability.
For more information – If you have questions about our business continuity planning, you can contact us at 760-804-6950 or contact firstname.lastname@example.org.
Coronado Investments, LLC, a member of FINRA and SIPC.